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Flow Regulation by Opening the SepTum in Patients With Heart Failure; a Prospective, Randomized, Sham-controlled, Double-blind, Global Multicenter Study

Not Applicable
Active, not recruiting
Conditions
Heart Failure With Preserved Ejection Fraction (HFpEF)
Heart Failure With Reduced Ejection Fraction (HFrEF)
Interventions
Device: Atrial Flow Regulator
Device: Sham Comparator
Registration Number
NCT05136820
Lead Sponsor
Occlutech International AB
Brief Summary

The purpose of this clinical study is to assess the safety and effectiveness of the Atrial Flow Regulator in the treatment of subjects, 18 years of age or older, who have symptomatic heart failure with preserved ejection fraction (HFpEF) or heart failure with reduced ejection fraction (HFrEF) while on stable guideline directed medical therapy (GDMT) as outlined in the Guidelines for the Management of Heart Failure.

Detailed Description

Not available

Recruitment & Eligibility

Status
ACTIVE_NOT_RECRUITING
Sex
All
Target Recruitment
698
Inclusion Criteria
  • Aged ≥18 years

  • Presence of chronic symptomatic HF (NYHA ≥class 2) and at least one of the following:

    1. Previous heart failure hospitalization within 6 months of informed consent or

    2. Elevated NT-proBNP (or BNP):

      1. If in Sinus Rhythm, must have a corrected elevated Brain Natriuretic Peptide (BNP) level of at least 300 pg/mL or an N-terminal pro-BNP (NT-proBNP) level of at least 900 pg/mL, according to local measurement, within 2 months of the Screening Visit during a clinically stable period*.
      2. If in Atrial Fibrillation or Atrial Flutter, must have a corrected elevated BNP level of at least 400 pg/mL or an NT-proBNP level of at least 1200 pg/mL within 2 months of the Screening Visit during a clinically stable period*.
  • If LVEF documented at screening is >55%, then must have one of either:

    1. Left atrial enlargement (LA diameter >2.3 cm/m2 or LA volume index >28 mL/m2), or
    2. PCWP ≥ 15 mmHg at rest within previous 12 months, or
    3. LVEDP ≥15 mmHg at rest within previous 12 months
  • 6 MWT distance 100-450 meters

  • Treated with maximally tolerated doses of class I GDMT and class electrical therapies (CRT and ICD) according to latest applicable guidelines (e.g., AHA or ESC) for at least 2 months prior to informed consent, and a stable dose diuretic for at least 1 month prior to informed consent.

General

Exclusion Criteria
  • Myocardial infarction and/or revascularization with percutaneous intervention (PCI) or coronary artery bypass grafting (CABG) within 3 months prior to informed consent

  • Surgical or transcatheter valve (aortic, mitral, or tricuspid) repair or replacement within 2 months prior to informed consent

  • Automated implantable cardioverter defibrillator (AICD) placement within 2 months prior to informed consent

  • Resynchronization therapy started within 3 months prior to informed consent

  • Major surgery within 3 months prior to informed consent

  • History of stroke, transient ischemic attack (TIA), deep vein thrombosis (DVT), or pulmonary emboli within 6 months prior to informed consent, or any prior stroke with persistent neurologic deficit, or any prior intracranial bleed, or known intracerebral aneurysm, AV malformation or other intracranial pathology increasing the risk of bleeding

  • Uncontrolled atrial fibrillation with resting heart rate >110 beats per minute despite medical therapy

  • Documented history of non-dilated cardiomyopathy (obstructive hypertrophic, restrictive, infiltrative) or pericardial disease

  • Clinically significant valvular heart disease:

    1. regurgitation grade ≥3+ or
    2. severe stenosis of mitral or tricuspid valves, or
    3. moderate or greater stenosis of aortic valves
  • Prior diagnosis of pulmonary hypertension with current treatment with one or more pulmonary hypertension specific drugs (e.g. endothelin receptor antagonists (ERAs), phosphodiesterase inhibitors (PDE 5 Inhibitors) or prostacyclin analogues)

  • Uncontrolled hypertension, Systolic Blood Pressure (SBP) ≥160 or Diastolic Blood Pressure (DBP) ≥100 mmHg despite medical therapy at the time of screening visit

  • Previous interventional or surgical atrial septal defect (ASD) or patent foramen ovale (PFO) closure

  • Inadequate vascular access for implantation of shunt, e.g., suboptimal femoral venous access for transseptal catheterization or inferior vena cava (IVC) is not patent

  • Chronic kidney disease currently requiring dialysis

  • Allergy or contraindication to aspirin, or clopidogrel and prasugrel and ticagrelor, or heparin and bivalirudin

  • Bleeding disorders (international normalized ratio [INR] >2.0, platelet count <100,000 x 109/L, hemoglobin <10.0 g/dL)

  • Known clinically significant untreated carotid artery stenosis likely to require intervention, at discretion of investigator

  • Current untreated coronary artery disease with indication for revascularization

  • Significant Right Ventricular dysfunction demonstrated by:

    1. Tricuspid Annular Plane Systolic Excursion (TAPSE) <16mm or
    2. Right Ventricular Fractional Area Change (RVFAC) ≤30%
  • Right Atrial Volume Index (RAVI) > 31ml/m2

  • Left Ventricular End-Diastolic Diameter (LVEDD) > 8.0 cm as assessed by echocardiography

  • Severe COPD requiring oral steroid therapy or daytime oxygen

  • Echocardiographic evidence of intra-cardiac mass, thrombus, or vegetation

  • On current immunosuppression or systemic oral steroid treatment

  • Any condition that limits exercise tolerance other than heart failure (e.g., peripheral vascular disease, orthopedic issues, angina, other), at the discretion of the Investigator

Study & Design

Study Type
INTERVENTIONAL
Study Design
CROSSOVER
Arm && Interventions
GroupInterventionDescription
Roll-in ArmAtrial Flow RegulatorPatients in the Roll-in Arm will receive the AFR device
Randomization to sham procedureSham ComparatorSham procedure to AFR device (6mm or 8mm)
Randomization to 8mm AFR deviceAtrial Flow RegulatorAFR device 8mm vs Sham procedure
Randomization to 6mm AFR deviceAtrial Flow RegulatorAFR Device 6mm vs Sham procedure
Primary Outcome Measures
NameTimeMethod
Primary Safety Endpoint for Major Adverse Cardiovascular and Neurologic Events (MACNE) within 12 monthsBaseline through 12 months

The Primary Safety Endpoint is defined as Major Adverse Cardiovascular and Neurologic Events (MACNE) within 12 months of randomization. MACNE includes all-cause mortality, stroke, systemic thromboembolism, open cardiac surgery or major endovascular repair, and major bleeding (BARC 3-5).

Composite Primary Efficacy Endpoint - Frequency of Cardiovascular MortalityBaseline through 12 - 24 months depending on rate of enrollment. The final primary endpoint analysis will occur when the last subject enrolled reaches their 12-month follow-up.

Incidence of and time to cardiovascular mortality through 12-24 months

Composite Primary Efficacy Endpoint - Total rate of Heart Failure Treatment IntensificationBaseline through 12 - 24 months depending on rate of enrollment. The final primary endpoint analysis will occur when the last subject enrolled reaches their 12-month follow-up.

Total rate (first plus recurrent) per patient year of heart failure treatment intensification event and time-to-first heart failure treatment intensification event through 12-24 months

Composite Primary Efficacy Endpoint - Frequency of heart transplant or Left Ventricular Assist Device (LVAD)Baseline through 12 - 24 months depending on rate of enrollment. The final primary endpoint analysis will occur when the last subject enrolled reaches their 12-month follow-up.

Incidence of and time to heart transplant or LVAD

Composite Primary Efficacy Endpoint - Total rate of Heart Failure HospitalizationsBaseline through 12 - 24 months depending on rate of enrollment. The final primary endpoint analysis will occur when the last subject enrolled reaches their 12-month follow-up.

Total rate (first plus recurrent) per patient year of heart failure hospitalization admissions and time to first heart failure hospitalizations through 12-24 months

Composite Primary Efficacy Endpoint - KCCQ ScoreBaseline through 6 months. The final primary endpoint analysis will occur when the last subject enrolled reaches their 12-month follow-up.

Change in baseline KCCQ total summary score at 6-months

Secondary Outcome Measures
NameTimeMethod
Clinical performance - change from baseline using EQ-5DBaseline through end of study, approximately 5 years

Clinical performance assessed by the change from baseline using EQ-5D

Components of Device Performance - Patency: Evidence of left to right shunt through AFR deviceImplant through end of study, approximately 5 years

Analysis on components of device performance- Patency: Evidence of left to right shunt through AFR device as assessed by core lab

Clinical performance - change from baseline using KCCQBaseline through end of study, approximately 5 years

Clinical performance assessed by the change from baseline using KCCQ

Clinical performance - change from baseline using the 6 Minute Walk Test (MWT)Baseline through end of study, approximately 5 years

Clinical performance assessed by the change from baseline using the 6 Minute Walk Test (MWT)

Clinical performance - change from baseline in NYHA ClassificationBaseline through end of study, approximately 5 years

Clinical performance assessed by the change from baseline in NYHA Classification

Components of the primary efficacy endpoint (cardiovascular mortality, heart failure hospitalization rate, heart transplant or LVAD placement).Baseline through 24 Months

Analysis on components of the primary efficacy endpoint (cardiovascular mortality, heart failure hospitalization rate, heart transplant or LVAD placement).

Components of Device Performance- Device placed in-situ as assessed by InvestigatorImplant through end of study, approximately 5 years

Analysis on components of device performance (Device placed in-situ as assessed by Investigator)

Components of Device Performance- Implant embolization and clinically significant device migrationImplant through end of study, approximately 5 years

Analysis on components of device performance- Implant embolization and clinically significant device migration (i.e. SAEs probably related to device).

Trial Locations

Locations (25)

University of Mississippi Medical Center

🇺🇸

Jackson, Mississippi, United States

Stony Brook Medicine

🇺🇸

Stony Brook, New York, United States

The Ohio State University Wexner Medical Center

🇺🇸

Columbus, Ohio, United States

University of Texas Health Science Center at Houston

🇺🇸

Houston, Texas, United States

The University of Texas Health Science Center at San Antonio

🇺🇸

San Antonio, Texas, United States

Arizona Heart Rhythm Center

🇺🇸

Phoenix, Arizona, United States

Oklahoma Heart Hospital

🇺🇸

Oklahoma City, Oklahoma, United States

Prisma Health

🇺🇸

Columbia, South Carolina, United States

Ascension St. Vincent's

🇺🇸

Birmingham, Alabama, United States

University of Colorado Health Memorial Hospital

🇺🇸

Colorado Springs, Colorado, United States

Memorial Heart Institute Long Beach

🇺🇸

Long Beach, California, United States

MedStar Washington Hospital Center

🇺🇸

Washington, District of Columbia, United States

ChristianaCare Christiana Hospital

🇺🇸

Newark, Delaware, United States

Colorado Heart & Vascular

🇺🇸

Lakewood, Colorado, United States

Baptist Health Research Institute

🇺🇸

Jacksonville, Florida, United States

Community Health Network, Inc

🇺🇸

Indianapolis, Indiana, United States

Essentia Health

🇺🇸

Duluth, Minnesota, United States

Northside Hospital Cardiovascular Institute

🇺🇸

Dahlonega, Georgia, United States

University of Louisville

🇺🇸

Louisville, Kentucky, United States

North Shore Northwell University Hospital Lenox Hill

🇺🇸

New York, New York, United States

Hackensack Meridian Health JFK University Medical Center

🇺🇸

Edison, New Jersey, United States

Erlanger Institute for Clinical Research

🇺🇸

Chattanooga, Tennessee, United States

The University Health Science Center at Houston

🇺🇸

Houston, Texas, United States

Kootenai Health

🇺🇸

Coeur d'Alene, Idaho, United States

University of Arizona College of Medicine

🇺🇸

Tucson, Arizona, United States

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