A Feasibility Study of an Artificial Intelligence System Based on Raman Spectroscopy for In-vivo Assessment of Mucosal Healing and Diagnosis of Colorectal Neoplasia in Adults With Inflammatory Bowel Disease

1. BACKGROUND AND RATIONALE Inflammatory bowel diseases (IBD) are chronic inflammatory disorders that can be categorized as ulcerative colitis (UC), Crohn's disease (CD) and indeterminate colitis (IC). UC is characterised by chronic mucosal inflammation starting distally in the rectum, with continuous extension proximally for a variable distance, often with an abrupt demarcation between inflamed and non-inflamed mucosa. CD is characterized by discontinuous segments of chronic granulomatous inflammation that can be transmural, and involve the small bowel in addition to the colon, as well as the upper gastrointestinal tract.1 The term IC is used when it is difficult to differentiate between UC and CD. UC, CD and IC are chronic, progressive, and disabling conditions. Treatment need to go beyond symptom control and aim to treat endoscopic/ macroscopic lesions with the final aim of preventing structural damage and disability, thereby improving long term clinical outcomes. Although endoscopic remission is the current treatment target, emerging data suggest that achieving deep remission with histological remission, rather than just endoscopic remission, may confer additional benefits. Commonly used endoscopic severity systems that correlated well with clinical and biological activity include the modified Mayo Endoscopic score6 and the Ulcerative Colitis Endoscopic Index of Severity (UCEIS) for UC and the Crohn's Disease Endoscopic Index of Severity (CDEIS) and the Simplified Endoscopic activity Score for Crohn's disease (SES-CD) for CD. However inter-observer variation remains a significant limitation for these visual scores. In addition, there may also be a lack of concordance between endoscopic and histologic remission. IBD patients with long standing colitis are at risk of developing dysplasia and colorectal cancer (CRC). Multiple case-control studies and population-based cohort studies have shown that endoscopic surveillance improves CRC-related survival in IBD patients at increased risk for colon cancer. Endoscopic surveillance is widely recommended by international gastrointestinal societies for the early detection and resection of dysplasia or CRC. However, unlike non-IBD patients, it can be challenging to diagnose dysplasia in IBD patients during colonoscopy, as dysplasia frequently manifests as non-pedunculated lesions that present with only subtle visible changes or are even invisible due to the surrounding inflammation, scarring, pseudopolyps, or hyperplasia. Although high definition white light endoscopy and chromoendoscopy are the current standard modality of imaging, there is still a gap to be bridged, in terms of improving endoscopic diagnosis of dysplasia and improving concordance of endoscopic and histologic remission.

Raman spectroscopy is an inelastic light scattering technique that is capable of providing specific spectroscopic fingerprints of molecular compositions and structures of biological tissues. When light energy is incident on a tissue, the light energy is absorbed and subsequently scattered. Much of the energy is scattered elastically, but a small amount (<1%) is scattered inelastically. Such inelastic scattering is termed Raman scattering and is measured by wavelength shifts that is associated with distinct molecular compositions. For example, spectral ranges of 850 - 1150, 1200 - 1500, and 1600 - 1750 cm-1 correspond to signals related to proteins, nucleic acids and lipids respectively. Cancerous tissue is associated with higher metabolic rate and hence different molecular makeup from non-cancerous tissue. By investigating the tissue's Raman spectra, which also serves as a bio-fingerprint, the investigators can identify if the tissue is cancerous or non-cancerous. Raman spectroscopy has been reported for colorectal tissue characterization and diagnosis ex vivo. Molckovsky et al applied an endoscope-compatible Raman probe for differential diagnosis between adenoma and hyperplastic polyp in vivo, but tissue Raman spectra acquired were limited to the so-called fingerprint (FP) range (i.e., 800-1800 cm-1), and the acquisition time was lengthy (>5 s) that was impractical for routine clinical endoscopic examinations. The diagnostic efficiency of FP Raman spectroscopy could be compromised in patients owing to intrinsically very weak tissue Raman signals and overwhelming tissue autofluorescence (AF) of the internal organs. In addition to colorectal neoplasia, Raman spectroscopy has been studied in the context of IBD in small scale ex-vivo and in-vivo studies, with promising results in terms of differentiation of mucosal healing and inflammation, and differentiate UC from CD However these IBD related studies face the similar limitations as the studies in colorectal neoplasia, especially with regards to practicality for efficient in-vivo diagnosis. Recent attentions have been directed toward the use of high-wavenumber (HW) regime (e.g., 2800-3600 cm-1), as HW spectral range exhibits stronger tissue Raman signals while having less background interference from both tissue AF and fiber-optic probes. There are multiple rationales for combining the FP and HW Raman techniques for in vivo tissue Raman measurements: (i) For tissues that could exhibit intense AF overwhelming the tissue FP Raman signals, the HW range could still contain intense tissue Raman peaks for tissue diagnosis; (ii) The FP and HW Raman spectra offer complementary biomolecular information, and combining FP/HW Raman technique could improve tissue characterization and diagnosis. Very recently, a novel second-generation 785-nm excitation Raman endoscope that can simultaneously measure both FP Raman spectra (i.e., 800-1800 cm-1) and high-wavenumber (HW) (i.e., 2800-3600 cm-1) Raman spectra in real-time (< 0.5 s) for improving in vivo tissue characterization and diagnosis during colonoscopy was developed. The simultaneous FP/HW Raman technique is integrated with a 1.8-mm endoscope-compatible fiber-optic Raman probe coupled with a sapphire ball lens for probing biomolecular signatures from the subsurface of colorectal tissue associated with dysplasia. This has been used to create the SPECTRA IMDx system which interrogates tissue at the cellular level and utilizes molecular information to provide physicians with actionable information in vivo real-time during colonoscopy. The SPECTRA IMDx comprises a laser system, a spectrometer, a computer with an analysis algorithm installed, and other ancillary parts. The SPECTRA IMDx probe is connected with the main system. The SPECTRA IMDx probe is an assembly of optical fibres and optical components arranged for maximal transmission of light energy. When in use, the laser system will emit a 785nm near infra-red laser that will be transmitted through the SPECTRA IMDx probe to the distal end. When the laser is interrogated upon a tissue surface, the light energy is absorbed and reflected. The reflected energy is then collected from the distal end of the SPECTRA IMDx probe, transmitted back to the main system, and passed through the spectrometer. The collected signal is then processed to obtain the clean Raman signal for diagnostic classification.

There is currently a lack of data concerning the application of this novel technology in the context of IBD. Specifically, whether the spectral signals generated can be used to better classify disease remission, and thus achieve higher concordance with histology when compared to standard endoscopy. It is also unclear whether this technology can be used to differentiate dysplastic mucosa from non-dysplastic mucosal in IBD patients.

Overview This is a prospective observational study of all subjects with IBD (CD, UC or IC) undergoing colonoscopy over a 24-month period. The workflow is summarized in figure 2. Informed consent will be taken by the investigator before study enrolment. Subject participation in this study will last only the duration of the colonoscopy procedure which is about 30 to 45 minutes. Subjects will not be required to make an additional visit to the hospital for the study.

Bowel preparation and endoscopic procedure Prior to colonoscopy, subjects are required to cleanse the colon using bowel preparation as per standard clinical practice. Colonoscopy is performed with or without sedation at the discretion of the endoscopist and patient. During the process of colonoscopy, which is performed using high definition endoscopy system with or without adjunctive chromoendoscopy, biopsies of colonic mucosa may be obtained either for assessment of the state of disease activity or to clarify the nature of a detected focal lesion, which could be non-neoplastic such as hyperplastic or post-inflammatory polyps, or neoplastic, such as IBD-associated dysplasia or sporadic colorectal neoplasia. The findings for the ascending colon, transverse colon, descending colon, sigmoid colon and rectum will be recorded separately. Lesions may also be resected using a snare. Prior to either the intended biopsies of each region, or prior to endoscopic polypectomy, the SPECTRA IMDx probe will be inserted through the working channel of the colonoscope to make contact with the mucosa surface to collect the Raman signals. Biopsies are then obtained and labelled such that the acquired Raman signals can be correlated with the gold standard of histology for creation of diagnostic classifiers. No procedures will be placed on audiotape, film / video, or other electronic medium as part of the study requirement. Endoscopy findings will be recorded in the standard electronic medical report format. Endoscopy and histology results will be transcribed to patient case report form and de-identified.