Closed-Loop Neurofeedback Targeting the Left Dorsolateral Prefrontal Cortex for Cardiac Autonomic Modulation in Coronary Artery Disease With Anxiety - A Randomized, Sham-Controlled Trial (HEART-SET-2)
试验速览
- 阶段
- 不适用
- 状态
- 招募中
- 发起方
- 入组人数
- 56
- 试验地点
- 1
- 主要终点
- The between-group difference (real vs sham neurofeedback) in baseline-corrected heart rate (HR) during the task stimulation window.
研究概览
简要总结
The goal of this clinical trial is to test whether closed-loop fNIRS-BCI neurofeedback(NF) targeting the left dorsolateral prefrontal cortex(DLPFC) can reduce cardiac autonomic arousal, indexed by baseline-corrected heart rate(HR) under cold-induced pain stress, in adults with stable coronary heart disease(CHD) and comorbid anxiety.
The main questions it aims to answer are:
Does real left DLPFC neurofeedback, compared with sham neurofeedback, lead to a greater reduction in baseline-corrected HR during the cold-induced pain stimulation window?
Does real neurofeedback produce stronger volitional upregulation of left DLPFC activation and higher inter-hemispheric synchronisation between left and right DLPFC than sham neurofeedback?
Are changes in baseline-corrected HR statistically associated with, and partly mediated by, changes in left DLPFC activation or DLPFC inter-hemispheric synchronisation?
What adverse events(AEs) occur during adaptive training and the formal experimental session, and do AE rates differ between the two groups?
Researchers will compare a real neurofeedback group with a sham neurofeedback group to determine whether targeting the left DLPFC via closed-loop fNIRS-BCI yields superior modulation of cardiac autonomic responses and prefrontal activation patterns in CHD patients with anxiety.
Participants will:
undergo cardiac and psychiatric screening to confirm stable CHD, DSM-5 anxiety disorder, and other eligibility criteria;
attend three adaptive training sessions(days 1-3) with fNIRS-BCI neurofeedback targeting the left DLPFC, combined with slow-wave auditory stimulation and mild cold-water exposure, while ECG is recorded;
on day 4, complete one formal experimental session consisting of 15 blocks of cold-induced pain stimulation and slow-wave auditory stimulation, with simultaneous fNIRS and ECG recording, receiving either real or sham left DLPFC neurofeedback according to randomisation, and continuous monitoring for adverse events.
详细描述
This exploratory clinical trial is grounded in the emerging field of psycho-cardiology, which highlights the close interaction between mental health and cardiovascular outcomes in patients with coronary heart disease(CHD). Converging epidemiological data indicate that anxiety is common in CHD and is associated with higher rates of in-hospital complications, rehospitalisation, major adverse cardiovascular events, and mortality. Experimental and clinical studies further suggest that heightened sympathetic arousal and disturbed cardiac autonomic regulation may form a physiological link between anxiety and adverse cardiac prognosis in this population.
At the neural level, the central autonomic network(CAN)-including the insula, cingulate cortex, prefrontal cortex, amygdala, hypothalamus, and brainstem nuclei-provides a structural and functional substrate for brain-heart coupling. Within this network, the dorsolateral prefrontal cortex(DLPFC) plays a key role in executive control, conflict monitoring, and cognitive reappraisal, and interacts with interoceptive and autonomic control circuits. Prior work supports functional lateralisation: the right DLPFC is more strongly associated with threat monitoring and sympathetic mobilisation, whereas the left DLPFC is more involved in top-down cognitive control and reappraisal. Under stress, robust recruitment of left DLPFC activity is thought to dampen excessive interoceptive drive and hyperarousal, potentially facilitating engagement of parasympathetic pathways and supporting emotional regulation.
On this mechanistic background, the present trial focuses on patients with stable CHD and comorbid anxiety disorders, a group characterised by more pronounced autonomic imbalance and substantial pharmacological and comorbidity-related confounding. The central hypothesis is that closed-loop neurofeedback(NF) targeting the left DLPFC can, under experimentally induced stress, strengthen prefrontal control and thereby attenuate cardiac autonomic arousal, indexed by heart rate(HR), relative to a sham control condition. The study further postulates that inter-hemispheric synchronisation between left and right DLPFC will increase under real NF, reflecting a more coordinated prefrontal response pattern, and that changes in HR will be associated with, and partially mediated by, changes in left DLPFC activation and DLPFC inter-hemispheric coupling.
Study design and population The study is designed as a prospective, randomised, sham-controlled, parallel-group exploratory clinical trial. Adults with stable CHD and comorbid anxiety disorders are screened using predefined cardiac and psychiatric criteria. Key features include confirmed CHD(stress testing, prior myocardial infarction, or angiographic stenosis), DSM-5 anxiety disorder, right-handedness, and resting HR within a prespecified range; individuals with major arrhythmias, unstable angina, advanced heart failure, severe valvular disease, high-risk blood pressure profiles, or other unstable medical or psychiatric conditions are excluded. All participants must be free of psychotropic medications for at least one month prior to enrolment.
After providing informed consent and completing baseline cardiovascular and psychiatric assessments, eligible participants are randomly assigned in a 1:1 ratio to a real-neurofeedback group or a sham-neurofeedback group. Randomisation is stratified and concealed according to local procedures. Participants and outcome assessors are blinded to group allocation, whereas the operator running the neurofeedback software is aware of assignment but does not participate in outcome evaluation.
研究设计
- 研究类型
- Interventional
- 分配方式
- Randomized
- 干预模型
- Parallel
- 主要目的
- Treatment
- 盲法
- Double (Participant, Outcomes Assessor)
盲法说明
Participants and all clinical assessors (cardiology and psychiatry staff conducting eligibility assessment and rating scales) are masked to group allocation. Outcome assessors and statisticians performing the primary and secondary analyses are also blinded and receive only coded group labels. The neurofeedback operator is aware of allocation solely to configure the real vs sham feedback thresholds and has no role in clinical evaluation, endpoint assessment, or data analysis. The user interface and experimental procedures are identical across groups, minimising the risk of unblinding.
入排标准
- 年龄范围
- 18 Years 至 —(Adult, Older Adult)
- 性别
- All
- 接受健康志愿者
- 否
入选标准
- •Age >18 years, any sex.
- •Right-handed, with resting heart rate between 60 and 100 beats per minute.
- •Confirmed diagnosis of CHD, defined as at least one of the following:
- •(i) positive stress test; (ii) documented myocardial infarction (MI) with electrocardiographic changes and concurrent elevation of creatine kinase MB isoenzyme or troponin; (iii) angiographically confirmed coronary atherosclerosis with ≥50% stenosis in at least one coronary artery.
- •Diagnosis of an anxiety disorder according to the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5).
- •Hamilton Anxiety Rating Scale (HAMA) score ≥16 and 17-item Hamilton Depression Rating Scale (HAMD-17) score ≤17.
排除标准
- •Acute unstable angina.
- •Severe congestive heart failure (New York Heart Association [NYHA] class IV).
- •Valvular heart disease.
- •History of atrial fibrillation.
- •Unstable blood pressure, defined as systolic blood pressure >180 mmHg or <90 mmHg.
- •Pregnancy.
- •History of unstable medical conditions, including cerebrovascular disease, dementia, hyperthyroidism, pulmonary disease, or malignancy. These are assessed through medical history, electronic health records, physical examination, and ECG findings.
- •High risk of suicide or homicide.
- •Presence of other psychiatric disorders, including psychotic disorders, bipolar disorder, or active substance use disorders.
- •Use of psychotropic medication within 1 month prior to enrolment, to avoid potential interference with haemodynamic measurements.
研究组 & 干预措施
Real Neurofeedback Group
Participants in this arm receive real closed-loop fNIRS-BCI neurofeedback targeting the left dorsolateral prefrontal cortex(DLPFC). After baseline cardiac and psychiatric assessment, they complete three adaptive training sessions(days1-3) to practice volitional upregulation of left DLPFC activation with visual feedback, slow-wave(1Hz) auditory stimulation, and mild cold-water exposure. On day4, they undergo one formal experimental session comprising 15 blocks(20s rest+40s stimulation) with simultaneous fNIRS and ECG recording. During stimulation, participants receive a 1Hz amplitude-modulated auditory tone and cold-induced pain stress(0-2°C bottle contact). In the real neurofeedback arm, the on-screen "energy bar" is tightly and directionally coupled to the real-time fNIRS-derived statistic from left DLPFC(HbO), using a stringent threshold(t≈+3.3), so that greater true activation produces a clear, interpretable change in visual feedback to support effective closed-loop self-regulation
干预措施: Real-time fNIRS-based neurofeedback (Device)
Sham Neurofeedback Group
Participants in this arm receive sham closed-loop fNIRS-BCI neurofeedback with the same procedures as the real neurofeedback group, but with feedback minimally coupled to true left DLPFC activity. After baseline cardiac and psychiatric assessment, they complete three adaptive training sessions (days 1-3) and one formal experimental session on day 4. Each session uses 15 blocks (20 s rest + 40 s stimulation) with simultaneous fNIRS and ECG recording, 1 Hz slow-wave auditory stimulation, and cold-induced pain stress (0-2°C bottle contact). The user interface, task instructions, and visual "energy bar" display are identical to the real arm. However, in the sham arm the feedback threshold is set near baseline (t≈+0.1), so that bar fluctuations are largely insensitive to actual left DLPFC HbO changes. This preserves the appearance of neurofeedback while preventing participants from achieving genuine volitional control over cortical activity.
干预措施: Real-time fNIRS-based neurofeedback (Device)
结局指标
主要结局
The between-group difference (real vs sham neurofeedback) in baseline-corrected heart rate (HR) during the task stimulation window.
时间窗: day 4 (formal experimental session)
次要结局
- Between-group difference in the volitional upregulation of left DLPFC activation in response to cold-induced pain stimulation.(day 4 (formal experimental session).)
- Between-group difference in inter-hemispheric synchronisation of DLPFC signals.(day 4 (formal experimental session).)
- Incidence of any adverse event (AE) during the experiment.(From randomisation to completion of the experimental session.)
研究者
Lin Tao
Assoc.Prof.
Shenyang Medical College
